Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (28)SMF14 Senior Independent Director (since 16 Nov 2022)
    • (29)SMF11 Chair of the Audit Committee (since 3 Dec 2018)
  • Weatherbys Bank Limited (no longer approved here)

    FRN 204571

    • SMF11 Chair of the Audit Committee (1 Jul 2021 to 4 Jul 2023)
    • SMF10 Chair of the Risk Committee (30 Nov 2016 to 8 Jul 2024)
  • DF Capital Bank Limited (no longer approved here)

    FRN 848291

    • SMF11 Chair of the Audit Committee (29 Sep 2020 to 15 Jun 2022)
  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • CF2 Non Executive Director (27 Mar 2018 to 8 Dec 2019)
  • CAF BANK LIMITED (no longer approved here)

    FRN 204451

    • SMF10 Chair of the Risk Committee (7 Sep 2017 to 8 Sep 2020)
  • Crown Agents Bank Limited (no longer approved here)

    FRN 204456

    • SMF11 Chair of the Audit Committee (9 May 2017 to 24 Dec 2020)
    • SMF10 Chair of the Risk Committee (9 May 2017 to 24 Dec 2020)
  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • CF29 Significant management (7 Jun 2010 to 30 Jun 2010)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF29 Significant management (1 Nov 2007 to 4 Jan 2010)
    • CF20 Significant Mgt (Settlements) (26 Jun 2006 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF29 Significant management (1 Nov 2007 to 4 Jan 2010)
    • CF20 Significant Mgt (Settlements) (26 Jun 2006 to 31 Oct 2007)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF17 Significant Mgt (Other Business Operations) (5 Nov 2003 to 20 Jun 2006)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 5 Jun 2002)
    • CF1 Director (1 Dec 2001 to 5 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

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