FCMB Bank (UK) Limited

• Principal Place of Business

  81 Gracechurch Street

  London

  London

  EC3V 0AU

  UNITED KINGDOM

  Phone

  +4402072201000

  Web

  https://www.fcmbuk.com

• Complaints Contact

  81 Gracechurch Street

  -

  London

  London

  EC3V 0AU

  UNITED KINGDOM

  Phone

  +442072201000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Mark Wentworth Tilbury

  IRN CMT01030

  • CF30 Customer (7 Sep 2009 to 31 Dec 2011)
  • CF29 Significant management (7 Sep 2009 to 31 Dec 2011)
• Charles Nicholas Rouse

  IRN CNR01024

  • SMF14 Senior Independent Director (7 Mar 2016 to 30 Jun 2023)
  • SMF11 Chair of the Audit Committee (7 Mar 2016 to 30 Jun 2023)
  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 20 Jan 2023)
  • CF2 Non Executive Director (25 Sep 2013 to 6 Mar 2016)
• Colin Sean Fraser

  IRN CXF00044

  • SMF1 Chief Executive (10 Mar 2021 to 1 Nov 2024)
• David Gilchrist Stedman

  IRN DGS01060

  • CF30 Customer (4 Sep 2012 to 8 Apr 2014)
• David Richard Hand

  IRN DRH01115

  • [FCA CF] Material risk taker (21 Mar 2024 to 10 Apr 2026)
  • [FCA CF] Client dealing (7 Mar 2016 to 10 Apr 2026)
• Derren Sanders

  IRN DXS01446

  • SMF1 Chief Executive (13 Feb 2025 to 4 Mar 2025)
  • SMF24 Chief Operations (8 Mar 2023 to 13 Feb 2025)
  • SMF2 Chief Finance (2 Mar 2022 to 13 Feb 2025)
• Donald Alan Cameron

  IRN DAC01285

  • CF30 Customer (24 Sep 2012 to 6 Feb 2015)
• Donna Marie Hagan-Grenfell

  IRN DXH00839

  • SMF24 Chief Operations (since 10 Oct 2025)
  • [FCA CF] Material risk taker (3 Jan 2023 to 10 Oct 2025)
  • [FCA CF] Significant management (3 Jan 2023 to 10 Oct 2025)
• Frank Alan Le Roex

  IRN FAL01014

  • SMF9 Chair of the Governing Body (7 Mar 2016 to 31 Dec 2024)
  • CF2 Non Executive Director (29 Jun 2015 to 6 Mar 2016)
  • CF30 Customer (1 Oct 2009 to 29 Jun 2015)
  • CF1 Director (7 Sep 2009 to 29 Jun 2015)
  • CF3 Chief Executive (7 Sep 2009 to 29 Jun 2015)
• Gerald Onweazu Ikem

  IRN GOI01000

  • SMF7 Group Entity Senior Manager (since 7 Mar 2016)
  • CF2 Non Executive Director (21 Aug 2014 to 6 Mar 2016)

No changes recorded yet.