David Richard Hand

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FCMB Bank (UK) Limited (no longer approved here)

    FRN 502704

    • [FCA CF] Material risk taker (21 Mar 2024 to 10 Apr 2026)
    • [FCA CF] Client dealing (7 Mar 2016 to 10 Apr 2026)
  • National Bank of Canada (no longer approved here)

    FRN 204681

    • CF30 Customer (1 Nov 2007 to 7 Apr 2011)
    • CF26 Customer Trading (26 Oct 2004 to 31 Oct 2007)
    • CF3 Chief Executive (30 Jun 2004 to 1 Sep 2005)
    • CF8 Apportionment and Oversight (30 Jun 2004 to 1 Sep 2005)
  • National Bank Financial Inc (no longer approved here)

    FRN 124715

    • CF3 Chief Executive (30 Jun 2004 to 1 Sep 2005)
    • CF8 Apportionment and Oversight (30 Jun 2004 to 1 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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