National Bank of Canada

• Principal Place of Business

  National Bank Of Canada

  70 St. Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +442072656500

• Complaints Contact

  National Bank Of Canada

  70 St. Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +4402072656517

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexandre Dube

  IRN AXD01635

  • CF26 Customer Trading (8 Mar 2006 to 6 Oct 2006)
• Angus Edward Bailey

  IRN AEB01038

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 5 Apr 2023)
• Antonio Neves

  IRN AXN00424

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 26 Feb 2025)
• Archie Herbert

  IRN AXH01067

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 12 Feb 2024)
• Bradley Mcgeough

  IRN BXM00089

  • [FCA CF] Client dealing (2 Aug 2022 to 26 Jan 2024)
• Christopher George Wraw

  IRN CGW01037

  • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
  • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
• Daniel Charles Duggan

  IRN DXD15088

  • SMF19 Head of Overseas Branch/Head of Overseas (8 Oct 2019 to 30 Apr 2021)
• David Richard Hand

  IRN DRH01115

  • CF30 Customer (1 Nov 2007 to 7 Apr 2011)
  • CF26 Customer Trading (26 Oct 2004 to 31 Oct 2007)
  • CF3 Chief Executive (30 Jun 2004 to 1 Sep 2005)
  • CF8 Apportionment and Oversight (30 Jun 2004 to 1 Sep 2005)
• Elizabeth Barbara Burrell

  IRN EBB01014

  • CF30 Customer (1 Nov 2007 to 8 Nov 2007)
  • CF26 Customer Trading (26 Oct 2004 to 31 Oct 2007)
• Eugene Raymond Morris

  IRN ERM01019

  • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
  • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)

No changes recorded yet.