Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Bank Financial Inc (no longer approved here)

    FRN 124715

    • SMF19 Head of Overseas Branch/Head of Overseas (9 Dec 2019 to 30 Apr 2021)
    • CF3 Chief Executive (2 Jul 2019 to 8 Dec 2019)
    • CF30 Customer (22 May 2019 to 8 Dec 2019)
  • National Bank of Canada (no longer approved here)

    FRN 204681

    • SMF19 Head of Overseas Branch/Head of Overseas (8 Oct 2019 to 30 Apr 2021)

Recent activity

Updates to this individual's record on the FCA register.

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