National Bank of Canada

• Principal Place of Business

  National Bank Of Canada

  70 St. Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +442072656500

• Complaints Contact

  National Bank Of Canada

  70 St. Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +4402072656517

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Fiona Gay Vestey

  IRN FGV01005

  • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
  • CF26 Customer Trading (26 Oct 2004 to 31 Oct 2007)
• George Vincent Jack Holbrow-Wilshaw

  IRN GXH00365

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 19 Feb 2024)
  • [FCA CF] Client dealing (10 May 2023 to 18 Sep 2023)
• Graham Craig Schneidmiller

  IRN GCS01072

  • [FCA CF] Manager of certification employee (since 6 Mar 2026)
  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 31 Aug 2022)
• James Lee Pridmore

  IRN JLP01118

  • CF30 Customer (9 Aug 2010 to 26 Nov 2012)
• James Park

  IRN JXP84454

  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 25 Nov 2024)
• Jamie Petch

  IRN JXP00944

  • [FCA CF] Client dealing (23 Apr 2024 to 25 Jul 2024)
• Jerry Yung Hao Lee

  IRN JYL01003

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (15 Oct 2014 to 6 Mar 2016)
• John Martin

  IRN JXM02281

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
  • CF26 Customer Trading (28 Oct 2004 to 31 Oct 2007)
• Kirstin Gerd Thompson

  IRN KGW01011

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 5 Apr 2023)
• Leo Lejeune

  IRN LXL01323

  • CF30 Customer (19 Dec 2014 to 6 Mar 2016)

No changes recorded yet.