National Bank of Canada

• Principal Place of Business

  National Bank Of Canada

  70 St. Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +442072656500

• Complaints Contact

  National Bank Of Canada

  70 St. Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +4402072656517

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Marc Antony Botsaris

  IRN MAB01230

  • CF21 Investment Adviser (27 Aug 2004 to 13 Mar 2007)
• Martin Legault

  IRN MXL01736

  • CF30 Customer (4 Apr 2011 to 23 Aug 2012)
  • CF3 Chief Executive (1 Jul 2009 to 23 Aug 2012)
• Mathieu Marcotte

  IRN MXM19489

  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 5 Mar 2021)
• Matthieu Truno

  IRN MXT02066

  • CF30 Customer (23 Apr 2015 to 6 Mar 2016)
• Mike Woollatt

  IRN MXW00346

  • [FCA CF] Client dealing (31 Aug 2022 to 15 Mar 2023)
• Mohamed Khalil Ben Salem

  IRN MXB19514

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 5 Apr 2023)
• Monique Baillergeau

  IRN MXB01595

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 6 May 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 6 May 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 6 May 2003)
• Nicola Joanne Vanhegan

  IRN NJH01105

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
  • SMF16 Compliance Oversight (since 7 Mar 2016)
  • CF11 Money Laundering Reporting (6 May 2003 to 6 Mar 2016)
  • CF10 Compliance Oversight (6 May 2003 to 6 Mar 2016)
• Philippe Lacroix-Ouellette

  IRN PXL00337

  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 13 Feb 2024)
• Pierre Delisle

  IRN PXD01488

  • CF8 Apportionment and Oversight (1 Sep 2005 to 1 Jul 2009)
  • CF3 Chief Executive (1 Sep 2005 to 1 Jul 2009)

No changes recorded yet.