National Bank of Canada

• Principal Place of Business

  National Bank Of Canada

  70 St. Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +442072656500

• Complaints Contact

  National Bank Of Canada

  70 St. Mary Axe

  London

  City Of London

  EC3A 8BE

  UNITED KINGDOM

  Phone

  +4402072656517

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Pierre Prud'Homme

  IRN PXP01130

  • CF17 Significant Mgt (Other Business Operations) (10 Nov 2005 to 11 Sep 2006)
• Robert William Smith

  IRN RWS01075

  • CF26 Customer Trading (1 Nov 2004 to 31 Aug 2006)
• Ryan O'Marra

  IRN RXO01321

  • [FCA CF] Client dealing (31 Aug 2022 to 2 Aug 2024)
• Samantha Rose Startek

  IRN SXS00370

  • [FCA CF] Client dealing (21 Apr 2023 to 26 Aug 2024)
• Serge Lacroix

  IRN SXL01247

  • CF8 Apportionment and Oversight (1 Dec 2001 to 9 Aug 2002)
  • CF3 Chief Executive (1 Dec 2001 to 9 Aug 2002)
• Seyed Foad Eddin Eini

  IRN SFE01014

  • CF30 Customer (6 Nov 2012 to 14 Oct 2014)
  • CF26 Customer Trading (6 Aug 2007 to 31 Oct 2007)
• Simon Cote

  IRN SXC00326

  • SMF19 Head of Overseas Branch/Head of Overseas (since 18 May 2021)
  • [FCA CF] Client dealing (since 1 Apr 2021)
• Soufian Zitouni

  IRN SXZ00056

  • [FCA CF] Client dealing (29 Mar 2022 to 6 May 2022)
• Stephanie Scott

  IRN SXS03373

  • [FCA CF] Material risk taker (since 6 Mar 2026)
  • [FCA CF] Proprietary trader (since 6 Mar 2026)
  • [FCA CF] Client dealing (since 6 Mar 2026)
  • CF30 Customer (29 Oct 2014 to 6 Mar 2016)
• Steve Francois Demers

  IRN SFD01013

  • CF8 Apportionment and Oversight (12 Aug 2002 to 25 Jun 2004)
  • CF3 Chief Executive (12 Aug 2002 to 25 Jun 2004)

No changes recorded yet.