Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Aug 2024)
    • [FCA CF] Material risk taker (since 1 Aug 2024)
  • National Bank of Canada (no longer approved here)

    FRN 204681

    • [FCA CF] Client dealing (31 Aug 2022 to 2 Aug 2024)
  • National Bank Financial Inc (no longer approved here)

    FRN 124715

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Aug 2024)
    • CF30 Customer (7 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.