Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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National Bank Financial Inc
FRN 124715
- [FCA CF] Proprietary trader (since 6 Mar 2026)
- [FCA CF] Material risk taker (since 6 Mar 2026)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (2 Sep 2019 to 8 Dec 2019)
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National Bank of Canada
FRN 204681
- [FCA CF] Material risk taker (since 6 Mar 2026)
- [FCA CF] Proprietary trader (since 6 Mar 2026)
- [FCA CF] Client dealing (since 5 Mar 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.