Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Finex LLP (no longer approved here)

    FRN 507537

    • CF30 Customer (12 Sep 2016 to 8 Dec 2019)
  • National Bank of Canada (no longer approved here)

    FRN 204681

    • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
    • CF21 Investment Adviser (1 Aug 2006 to 31 Oct 2007)
  • National Bank Financial Inc (no longer approved here)

    FRN 124715

    • CF21 Investment Adviser (18 Feb 2003 to 1 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.