Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • National Bank of Canada (no longer approved here)

    FRN 204681

    • CF30 Customer (1 Nov 2007 to 16 Apr 2008)
    • CF21 Investment Adviser (1 Feb 2007 to 31 Oct 2007)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF27 Investment Management (28 Jun 2004 to 1 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.