Patrick, Chung-Ho Han

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Maybank Securities (London) Limited (no longer approved here)

    FRN 144846

    • CF3 Chief Executive (9 Sep 2016 to 20 Mar 2019)
    • CF30 Customer (9 Sep 2016 to 20 Mar 2019)
    • CF1 Director (9 Sep 2016 to 20 Mar 2019)
  • CGS International Securities UK Ltd. (no longer approved here)

    FRN 163037

    • CF1 Director (9 Oct 2012 to 22 Apr 2016)
    • CF29 Significant management (16 Jul 2012 to 16 Dec 2015)
    • CF30 Customer (6 Jul 2012 to 22 Apr 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (1 Nov 2007 to 22 Aug 2009)
    • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (1 Nov 2007 to 22 Aug 2009)
    • CF21 Investment Adviser (5 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.