Mark Howe

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 22 Jan 2019)
Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 22 Jan 2019)
Maybank Securities (London) Limited (no longer approved here)
FRN 144846
- CF30 Customer (2 Jun 2016 to 19 Jan 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (4 Oct 2010 to 4 Feb 2016)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF30 Customer (1 Nov 2007 to 2 Jul 2010)
- CF26 Customer Trading (25 Sep 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.