Jamie Robert Whipp

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TMG Direct Limited
FRN 786245
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 30 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 20 Jun 2023)
Essex Money Ltd
FRN 1014555
- (1)Employed By (since 30 Jun 2025)
UOB Kay Hian (U.K.) Limited
FRN 155417
- [FCA CF] Client dealing (since 16 Dec 2019)
Sturgeon Ventures LLP (no longer approved here)
FRN 452811
- CF30 Customer (25 Jan 2016 to 17 Oct 2016)
Yuanta Securities (UK) Ltd (no longer approved here)
FRN 716618
- Employed By (25 Jan 2016 to 17 Oct 2016)
Maybank Securities (London) Limited (no longer approved here)
FRN 144846
- CF30 Customer (1 Nov 2007 to 22 Oct 2015)
- CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.