Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF1 Director (20 Apr 2004 to 16 Apr 2007)
    • CF13 Finance (20 Apr 2004 to 23 Mar 2007)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF1 Director (14 Apr 2004 to 29 Jun 2007)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF1 Director (1 Dec 2001 to 16 Apr 2007)
    • CF13 Finance (1 Dec 2001 to 23 Mar 2007)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF13 Finance (1 Dec 2001 to 23 Mar 2007)
    • CF1 Director (1 Dec 2001 to 16 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.