Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 10 Mar 2021)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 10 Mar 2021)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 21 Jul 2020)
    • CF2 Non Executive Director (15 Feb 2013 to 8 Dec 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF2 Non Executive Director (21 Aug 2008 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • CF2 Non Executive Director (21 Aug 2008 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • CF2 Non Executive Director (21 Aug 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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