Galen Thomas Moore

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (21 Feb 2011 to 11 May 2013)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 13 Nov 2006)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF26 Customer Trading (16 Feb 2005 to 19 May 2005)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF26 Customer Trading (16 Feb 2005 to 19 May 2005)
    • CF27 Investment Management (16 Feb 2005 to 19 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.