David John Gerard Fraser

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (20 Feb 2009 to 28 Feb 2013)
TRADITION LONDON CLEARING LIMITED (no longer approved here)
FRN 190632
- CF21 Investment Adviser (26 May 2004 to 7 Oct 2004)
TAM Asset Management Ltd (no longer approved here)
FRN 208243
- CF21 Investment Adviser (5 May 2004 to 8 Oct 2004)
IG Index Limited (no longer approved here)
FRN 114059
- CF21 Investment Adviser (10 Jul 2002 to 24 Feb 2003)
IG Markets Limited (no longer approved here)
FRN 195355
- CF21 Investment Adviser (10 Jul 2002 to 5 May 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.