TP ICAP MTF LIMITED

• Principal Place of Business

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070005000

  Web

  https://tpicap.com/tpicap/

• Complaints Contact

  T P I C A P

  135 Bishopsgate

  London

  City Of London

  EC2M 3TP

  UNITED KINGDOM

  Phone

  +4402070005000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Debenture, Government and public security, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• David Moses Gelber

  IRN DXG01235

  • CF14 Risk Assessment (1 Dec 2001 to 1 Dec 2001)
  • CF1 Director (1 Dec 2001 to 1 Jul 2005)
• Donald Stuart McClumpha

  IRN DSM01056

  • SMF1 Chief Executive (17 Jun 2021 to 28 Feb 2022)
  • SMF3 Executive Director (17 Jun 2021 to 30 Jun 2022)
  • [FCA CF] Material risk taker (10 Mar 2021 to 30 Jun 2022)
  • CF30 Customer (1 Nov 2007 to 24 Mar 2009)
  • CF1 Director (1 Dec 2001 to 24 Mar 2009)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• ERNEST UHUMWEKPEMA IGBINOSUN

  IRN EUI01000

  • CF10 Compliance Oversight (20 Oct 2015 to 18 Aug 2016)
• Edward Andrews

  IRN ECA01009

  • CF1 Director (13 Feb 2017 to 1 Sep 2017)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
• Edward Tyler Bowen

  IRN ETB01005

  • CF29 Significant management (1 Nov 2007 to 30 Apr 2018)
  • CF20 Significant Mgt (Settlements) (13 Jul 2006 to 31 Oct 2007)
• Elizabeth Beasley

  IRN EXH01255

  • [FCA CF] Material risk taker (10 Mar 2021 to 11 Nov 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (25 Sep 2020 to 11 Nov 2022)
• Elizabeth Leigh

  IRN EXL00273

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2026)
• Emma Prophet

  IRN EXP00261

  • [FCA CF] Material risk taker (since 1 Jan 2024)
  • [FCA CF] Significant management (since 4 May 2020)
• Frederick Vogels

  IRN FXV01051

  • CF1 Director (19 Jun 2014 to 8 Jul 2019)
• Gary James Smith

  IRN GJS01083

  • CF1 Director (25 Jun 2013 to 10 Oct 2014)

No changes recorded yet.