Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TP ICAP MTF LIMITED (no longer approved here)

    FRN 124341

    • CF29 Significant management (1 Nov 2007 to 30 Apr 2018)
    • CF20 Significant Mgt (Settlements) (13 Jul 2006 to 31 Oct 2007)
  • TP ICAP Markets Limited (no longer approved here)

    FRN 124520

    • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
    • CF1 Director (1 Dec 2001 to 2 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • BROKERTEC EUROPE LIMITED (no longer approved here)

    FRN 161197

    • CF29 Significant management (1 Nov 2007 to 17 Jan 2008)
    • CF20 Significant Mgt (Settlements) (13 Jul 2006 to 31 Oct 2007)
  • Guy Butler Limited (no longer approved here)

    FRN 190911

    • CF1 Director (1 Dec 2001 to 9 Oct 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.