Frederick Vogels

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TP ICAP E&C Limited (no longer approved here)
FRN 146880
- CF1 Director (1 Feb 2017 to 8 Jul 2019)
TP ICAP Broking Limited (no longer approved here)
FRN 154234
- CF1 Director (1 Feb 2017 to 8 Jul 2019)
TP ICAP Global Markets Americas LLC (no longer approved here)
FRN 549855
- CF3 Chief Executive (21 Jul 2016 to 8 Jul 2019)
ICAP Global Derivatives Limited (no longer approved here)
FRN 191757
- CF1 Director (12 Jun 2015 to 8 Jul 2019)
TP ICAP MTF LIMITED (no longer approved here)
FRN 124341
- CF1 Director (19 Jun 2014 to 8 Jul 2019)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF1 Director (19 Jun 2014 to 8 Jul 2019)
- CF29 Significant management (28 Nov 2008 to 23 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.