Thornbridge Investment Management LLP

Date authorised
1 February 2016
Companies House
OC398922
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510
    Web
    http://www.thornbridge.com

  • Complaints Contact

    13 Austin Friars
    London
    EC2N 2HE
    UNITED KINGDOM
    Phone
    +442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Trower

    IRN CJT01191

    • CF1 Director (AR) (6 Mar 2017 to 29 Jul 2021)
  • Christopher Nielsen

    IRN CXN00121

    • CF30 Customer (27 Jan 2022 to 30 Jun 2023)
    • CF1 Director (AR) (27 Jan 2022 to 30 Jun 2023)
  • Christopher Paul Griffith Welsh

    IRN CPW01062

    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 9 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2021)
    • CF1 Director (AR) (since 6 May 2020)
    • CF30 Customer (since 6 May 2020)
  • Christopher Scoular

    IRN CXS00524

    • CF1 Director (AR) (since 10 Mar 2022)
  • Christopher Stuart Davies

    IRN CSD01055

    • Appointed representative dealing with clients for which they require qualification (28 Sep 2022 to 16 Jan 2023)
    • [FCA CF] Client dealing (28 Sep 2022 to 16 Jan 2023)
    • CF30 Customer (27 Sep 2022 to 16 Jan 2023)
  • Clive Hale

    IRN CRH00015

    • CF30 Customer (5 Jul 2018 to 30 Jan 2019)
  • Colin John Hodges

    IRN CJH01281

    • CF30 Customer (18 Sep 2019 to 8 May 2024)
    • CF4 Partner (AR) (18 Sep 2019 to 31 May 2024)
  • Colin Leslie Ellis

    IRN CLE01025

    • CF1 Director (AR) (23 Mar 2018 to 25 Oct 2019)
  • Cyrus Dailami

    IRN CXD01955

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
    • CF30 Customer (23 Nov 2020 to 16 Jan 2023)
  • Daniel Alois Nye

    IRN DXN01084

    • CF1 Director (AR) (10 Dec 2016 to 26 Jun 2019)
    • CF30 Customer (4 Nov 2016 to 26 Jun 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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