Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Y Tree Limited

    FRN 967369

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 22 Mar 2024)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (11 May 2022 to 11 Jan 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
    • [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
    • CF30 Customer (23 Nov 2020 to 16 Jan 2023)
  • Y Tree Limited (no longer approved here)

    FRN 799043

    • Employed By (23 Nov 2020 to 16 Jan 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.