Colin Leslie Ellis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equity And General Financial Services Limited

    FRN 474163

    • CF1 Director (AR) (since 25 Feb 2026)
  • Anstey Bond Financial Services Limited

    FRN 956044

    • (1)Employed By (since 25 Feb 2026)
  • Onyx Capital Partners Limited

    FRN 750782

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (16 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (16 Dec 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Dec 2016 to 8 Dec 2019)
    • CF1 Director (16 Dec 2016 to 8 Dec 2019)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • CF1 Director (AR) (23 Mar 2018 to 25 Oct 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anstey Bond Financial Services Limited

  2. controlled function added: (1)Employed By at Anstey Bond Financial Services Limited