Christopher Stuart Davies

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Y Tree Limited

    FRN 967369

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 17 Nov 2025)
    • [FCA CF] Client dealing (since 17 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 17 Jan 2023)
    • [FCA CF] Manager of certification employee (14 Feb 2024 to 9 May 2024)
  • G10 Capital Limited (no longer approved here)

    FRN 648953

    • CF30 Customer (11 Jan 2023 to 17 Jan 2023)
  • Y Tree Limited (no longer approved here)

    FRN 799043

    • Employed By (11 Jan 2023 to 17 Jan 2023)
  • Thornbridge Investment Management LLP (no longer approved here)

    FRN 713859

    • [FCA CF] Client dealing (28 Sep 2022 to 16 Jan 2023)
    • Appointed representative dealing with clients for which they require qualification (28 Sep 2022 to 16 Jan 2023)
    • CF30 Customer (27 Sep 2022 to 16 Jan 2023)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Apr 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Apr 2022)
    • CF30 Customer (18 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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