Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mako Global Derivatives Partnership LLP
FRN 231154
- [FCA CF] Material risk taker (since 1 Jan 2022)
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (13 Feb 2018 to 8 Dec 2019)
- CF4 Partner (10 Aug 2012 to 13 Feb 2018)
- CF8 Apportionment and Oversight (7 Sep 2006 to 31 Mar 2009)
- CF3 Chief Executive (7 Sep 2006 to 5 Jul 2017)
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Thornbridge Investment Management LLP
FRN 713859
- 3. Giving personal recommendations on derivatives
- Appointed representative dealing with clients for which they require qualification (since 9 Aug 2021)
- [FCA CF] Client dealing (since 9 Aug 2021)
- CF30 Customer (since 6 May 2020)
- CF1 Director (AR) (since 6 May 2020)
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- CF2 Non Executive Director (10 Apr 2019 to 8 Dec 2019)
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- CF4 Partner (15 Aug 2008 to 14 Oct 2010)
- CF30 Customer (15 Aug 2008 to 14 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.