Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (13 Feb 2018 to 8 Dec 2019)
    • CF4 Partner (10 Aug 2012 to 13 Feb 2018)
    • CF8 Apportionment and Oversight (7 Sep 2006 to 31 Mar 2009)
    • CF3 Chief Executive (7 Sep 2006 to 5 Jul 2017)
    • 3. Giving personal recommendations on derivatives
    • Appointed representative dealing with clients for which they require qualification (since 9 Aug 2021)
    • [FCA CF] Client dealing (since 9 Aug 2021)
    • CF30 Customer (since 6 May 2020)
    • CF1 Director (AR) (since 6 May 2020)
  • Ediphy Markets Ltd (no longer approved here)

    FRN 823631

    • CF2 Non Executive Director (10 Apr 2019 to 8 Dec 2019)
  • Rampart Capital LLP (no longer approved here)

    FRN 483199

    • CF4 Partner (15 Aug 2008 to 14 Oct 2010)
    • CF30 Customer (15 Aug 2008 to 14 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

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