Rampart Capital LLP

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FRN: 483199
Date authorised: 1 April 2013
Companies House: OC336140
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2 St James's Street

London

SW1A 1EF

UNITED KINGDOM

Phone

+442035512926

Web

https://rampartcapital.co
Complaints Contact

2 ST. JAMES'S STREET

LONDON

SW1A 1EF

UNITED KINGDOM

Phone

+4402035512926

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

. Rampart Corporate Services Ltd
IRN XXR01052
- CF4 Partner (15 Aug 2008 to 14 Oct 2010)
. Sunda Holding i Holdings Stockholm AB
IRN XXS01170
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (5 Jul 2011 to 8 Dec 2019)
Alexander James Lord-Walker
IRN AJL01275
- CF30 Customer (19 Sep 2012 to 23 May 2014)
Alison Louise Pollock
IRN ALP01062
- CF4 Partner (15 Aug 2008 to 14 Oct 2010)
Andrew Barnaby Reason
IRN ABR01029
- CF30 Customer (15 Aug 2008 to 14 Oct 2010)
- CF4 Partner (15 Aug 2008 to 14 Oct 2010)
Christopher Paul Griffith Welsh
IRN CPW01062
- CF4 Partner (15 Aug 2008 to 14 Oct 2010)
- CF30 Customer (15 Aug 2008 to 14 Oct 2010)
Giles Alistair White
IRN GAW01054
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF3 Chief Executive (29 Nov 2010 to 8 Dec 2019)
- CF4 Partner (13 Oct 2010 to 8 Dec 2019)
- CF11 Money Laundering Reporting (13 Oct 2010 to 8 Dec 2019)
- CF30 Customer (14 Jul 2010 to 8 Dec 2019)
Graham Ian Noble
IRN GIN00001
- CF30 Customer (14 Sep 2010 to 4 Jan 2016)
Haakon Richard Olafsson
IRN HRO00003
- CF30 Customer (15 Aug 2008 to 7 Sep 2009)
- CF4 Partner (15 Aug 2008 to 7 Sep 2009)
Harry Tyser
IRN HXT01055
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Hindsight Solutions Limited (no longer appointed)
FRN 589019 · Appointed 20 Nov 2020 · Until 10 Aug 2023
Warana Capital LLP (no longer appointed)
FRN 783507 · Appointed 5 Jul 2017 · Until 8 Feb 2023
MORGAN CREEK CAPITAL MANAGEMENT EUROPE LIMITED (no longer appointed)
FRN 733392 · Appointed 14 Feb 2017 · Until 27 Jul 2017
Graham Ian Noble (no longer appointed)
FRN 558929 · Appointed 1 Aug 2011 · Until 5 Feb 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.