Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (5 Oct 2018 to 8 Dec 2019)
    • CF3 Chief Executive (5 Oct 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Oct 2018 to 8 Dec 2019)
  • MET Facilities LLP (no longer approved here)

    FRN 587084

    • CF1 Director (AR) (4 Aug 2016 to 31 Dec 2018)
    • CF30 Customer (4 Aug 2016 to 31 Dec 2018)
  • Rampart Capital LLP (no longer approved here)

    FRN 483199

    • CF30 Customer (14 Sep 2010 to 4 Jan 2016)
  • MxP Partners LLP (no longer approved here)

    FRN 460465

    • CF30 Customer (1 Nov 2007 to 31 Aug 2010)
    • CF10 Compliance Oversight (7 Sep 2007 to 16 Jan 2008)
    • CF11 Money Laundering Reporting (7 Sep 2007 to 16 Jan 2008)
    • CF27 Investment Management (13 Apr 2007 to 31 Oct 2007)
    • CF4 Partner (13 Apr 2007 to 31 Aug 2010)
    • CF21 Investment Adviser (13 Apr 2007 to 31 Oct 2007)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF21 Investment Adviser (7 Oct 2004 to 23 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.