Rampart Capital LLP

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FRN: 483199
Date authorised: 1 April 2013
Companies House: OC336140
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2 St James's Street

London

SW1A 1EF

UNITED KINGDOM

Phone

+442035512926

Web

https://rampartcapital.co
Complaints Contact

2 ST. JAMES'S STREET

LONDON

SW1A 1EF

UNITED KINGDOM

Phone

+4402035512926

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Private Investment Funds
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Ivo Fiennes
IRN IXF01083
- SMF27 Partner (9 Dec 2019 to 1 Feb 2021)
- CF4 Partner (6 Sep 2010 to 8 Dec 2019)
- CF30 Customer (12 Jul 2010 to 8 Dec 2019)
James Neil Webb
IRN JNW01019
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF4 Partner (6 Sep 2010 to 8 Dec 2019)
- CF10 Compliance Oversight (6 Sep 2010 to 8 Dec 2019)
- CF30 Customer (6 Sep 2010 to 8 Dec 2019)
Krushaal Patel
IRN KXP00325
- [FCA CF] Client dealing (13 Feb 2023 to 9 Oct 2023)
Marcello Romano
IRN MXR01201
- CF4 Partner (15 Aug 2008 to 14 Oct 2010)
- CF30 Customer (15 Aug 2008 to 14 Oct 2010)
- CF11 Money Laundering Reporting (15 Aug 2008 to 14 Oct 2010)
- CF10 Compliance Oversight (15 Aug 2008 to 14 Oct 2010)
Rebecca Alice French
IRN RAW01207
- CF30 Customer (29 Jun 2011 to 5 Apr 2013)
Simone Patrese
IRN SXP01465
- [FCA CF] Client dealing (13 Feb 2023 to 8 Aug 2024)
St John Patrick Peter Coughlan
IRN SXC08948
- [FCA CF] Client dealing (9 Dec 2019 to 23 Jan 2023)
- CF30 Customer (5 Dec 2018 to 8 Dec 2019)
Timothy Gardner
IRN TXG01066
- CF30 Customer (23 Feb 2017 to 10 Aug 2023)
Timothy James Rigby
IRN TJR01113
- CF30 Customer (28 Apr 2014 to 24 Oct 2016)
Wade Rames Newmark
IRN WRN01003
- CF30 Customer (27 Oct 2015 to 26 Feb 2016)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Hindsight Solutions Limited (no longer appointed)
FRN 589019 · Appointed 20 Nov 2020 · Until 10 Aug 2023
Warana Capital LLP (no longer appointed)
FRN 783507 · Appointed 5 Jul 2017 · Until 8 Feb 2023
MORGAN CREEK CAPITAL MANAGEMENT EUROPE LIMITED (no longer appointed)
FRN 733392 · Appointed 14 Feb 2017 · Until 27 Jul 2017
Graham Ian Noble (no longer appointed)
FRN 558929 · Appointed 1 Aug 2011 · Until 5 Feb 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.