Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 3 Apr 2023)
    • SMF27 Partner (since 20 Feb 2023)
  • CAPRICORN FUND MANAGERS LIMITED (no longer approved here)

    FRN 505252

    • [FCA CF] Client dealing (21 Oct 2022 to 5 Apr 2023)
    • [FCA CF] Significant management (21 Oct 2022 to 5 Apr 2023)
  • EDF Trading Markets Limited (no longer approved here)

    FRN 197427

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
    • [FCA CF] Proprietary trader (9 Dec 2019 to 25 Mar 2022)
    • CF30 Customer (10 May 2011 to 8 Dec 2019)
  • Rampart Capital LLP (no longer approved here)

    FRN 483199

    • CF4 Partner (15 Aug 2008 to 14 Oct 2010)
    • CF30 Customer (15 Aug 2008 to 14 Oct 2010)
    • CF11 Money Laundering Reporting (15 Aug 2008 to 14 Oct 2010)
    • CF10 Compliance Oversight (15 Aug 2008 to 14 Oct 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.