Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Conductor Capital Asset Management LLP
FRN 977838
- [FCA CF] Client dealing (since 3 Apr 2023)
- SMF27 Partner (since 20 Feb 2023)
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- [FCA CF] Client dealing (21 Oct 2022 to 5 Apr 2023)
- [FCA CF] Significant management (21 Oct 2022 to 5 Apr 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 25 Mar 2022)
- [FCA CF] Proprietary trader (9 Dec 2019 to 25 Mar 2022)
- CF30 Customer (10 May 2011 to 8 Dec 2019)
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- CF4 Partner (15 Aug 2008 to 14 Oct 2010)
- CF30 Customer (15 Aug 2008 to 14 Oct 2010)
- CF11 Money Laundering Reporting (15 Aug 2008 to 14 Oct 2010)
- CF10 Compliance Oversight (15 Aug 2008 to 14 Oct 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.