Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rampart Capital LLP
FRN 483199
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF10 Compliance Oversight (6 Sep 2010 to 8 Dec 2019)
- CF30 Customer (6 Sep 2010 to 8 Dec 2019)
- CF4 Partner (6 Sep 2010 to 8 Dec 2019)
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- CF10 Compliance Oversight (20 May 2010 to 12 Jun 2010)
- CF11 Money Laundering Reporting (20 May 2010 to 12 Jun 2010)
- CF4 Partner (20 May 2009 to 12 Jun 2010)
- CF28 Systems and controls (20 Jun 2008 to 12 Jun 2010)
- CF29 Significant management (20 Jun 2008 to 12 Jun 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.