Date authorised
10 April 2019
Companies House
11096023
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    88 Wood St
    4th Floor
    London
    City Of London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +4402045326570
  • Complaints Contact

    88 Wood St
    4th Floor
    London
    EC2V 7DA
    UNITED KINGDOM
    Phone
    +4402045326570

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Samih Mady

    IRN ASM01215

    • [FCA CF] Material risk taker (24 Oct 2024 to 11 Aug 2025)
    • [FCA CF] Proprietary trader (24 Oct 2024 to 11 Aug 2025)
    • [FCA CF] Client dealing (28 Dec 2020 to 11 Aug 2025)
  • Christopher David Murphy

    IRN CDM01044

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
    • CF3 Chief Executive (10 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
    • CF1 Director (10 Apr 2019 to 8 Dec 2019)
  • Christopher Paul Griffith Welsh

    IRN CPW01062

    • CF2 Non Executive Director (10 Apr 2019 to 8 Dec 2019)
  • Daniel Wild

    IRN DXW08301

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Apr 2019 to 8 Dec 2019)
  • Leslie Frank Woolaston

    IRN LFW01011

    • [FCA CF] Client dealing (27 Jan 2020 to 10 Sep 2025)
  • Magnus Mathisen

    IRN MXM01086

    • [FCA CF] Client dealing (since 24 Jan 2023)
  • Natalie Dougan

    IRN NXD01142

    • [FCA CF] Client dealing (1 Jan 2020 to 31 Dec 2023)
  • Nicholas Wall

    IRN NXW01081

    • [FCA CF] Client dealing (4 Jan 2021 to 21 May 2021)
  • Peter John Turner

    IRN PJT01105

    • [FCA CF] Client dealing (since 10 Mar 2025)
    • [FCA CF] Proprietary trader (since 10 Mar 2025)
  • Rafal Giedroyc

    IRN RXG00554

    • [FCA CF] Client dealing (since 24 Oct 2024)
    • [FCA CF] Proprietary trader (since 24 Oct 2024)
    • [FCA CF] Material risk taker (since 24 Oct 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.