Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (10 Apr 2019 to 8 Dec 2019)
    • CF3 Chief Executive (10 Apr 2019 to 8 Dec 2019)
    • CF1 Director (10 Apr 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Apr 2019 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 16 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.