Colin John Hodges

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Thornbridge Investment Management LLP (no longer approved here)
FRN 713859
- CF30 Customer (18 Sep 2019 to 8 May 2024)
- CF4 Partner (AR) (18 Sep 2019 to 31 May 2024)
Carbon Cap Management LLP (no longer approved here)
FRN 913252
- Employed By (18 Sep 2019 to 31 May 2024)
LumX Asset Management (U.K.) Limited (no longer approved here)
FRN 195960
- CF30 Customer (26 Mar 2014 to 12 May 2015)
- CF11 Money Laundering Reporting (20 Nov 2013 to 14 May 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.