Thornbridge Investment Management LLP

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FRN: 713859
Date authorised: 1 February 2016
Companies House: OC398922
Last scraped: 1 week ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

Web

http://www.thornbridge.com
Complaints Contact

13 Austin Friars

London

EC2N 2HE

UNITED KINGDOM

Phone

+442039724510

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Christopher John Trower
IRN CJT01191
- CF1 Director (AR) (6 Mar 2017 to 29 Jul 2021)
Christopher Nielsen
IRN CXN00121
- CF30 Customer (27 Jan 2022 to 30 Jun 2023)
- CF1 Director (AR) (27 Jan 2022 to 30 Jun 2023)
Christopher Paul Griffith Welsh
IRN CPW01062
- 3. Giving personal recommendations on derivatives
- [FCA CF] Client dealing (since 9 Aug 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Aug 2021)
- CF1 Director (AR) (since 6 May 2020)
- CF30 Customer (since 6 May 2020)
Christopher Scoular
IRN CXS00524
- CF1 Director (AR) (since 10 Mar 2022)
Christopher Stuart Davies
IRN CSD01055
- Appointed representative dealing with clients for which they require qualification (28 Sep 2022 to 16 Jan 2023)
- [FCA CF] Client dealing (28 Sep 2022 to 16 Jan 2023)
- CF30 Customer (27 Sep 2022 to 16 Jan 2023)
Clive Hale
IRN CRH00015
- CF30 Customer (5 Jul 2018 to 30 Jan 2019)
Colin John Hodges
IRN CJH01281
- CF30 Customer (18 Sep 2019 to 8 May 2024)
- CF4 Partner (AR) (18 Sep 2019 to 31 May 2024)
Colin Leslie Ellis
IRN CLE01025
- CF1 Director (AR) (23 Mar 2018 to 25 Oct 2019)
Cyrus Dailami
IRN CXD01955
- Appointed representative dealing with clients for which they require qualification (9 Dec 2020 to 16 Jan 2023)
- [FCA CF] Client dealing (9 Dec 2020 to 16 Jan 2023)
- CF30 Customer (23 Nov 2020 to 16 Jan 2023)
Daniel Alois Nye
IRN DXN01084
- CF1 Director (AR) (10 Dec 2016 to 26 Jun 2019)
- CF30 Customer (4 Nov 2016 to 26 Jun 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

AM Advisory Services LLP
FRN 944336 · Appointed 4 Feb 2021
Universum Wealth Ltd
FRN 925216 · Appointed 28 Apr 2020
Luna Investment Management Limited
FRN 923454 · Appointed 28 Mar 2020
Capintro Partners Ltd
FRN 471163 · Appointed 17 Jan 2020
Briarwood Partners Limited
FRN 917739 · Appointed 3 Dec 2019
Lakes Capital Partners Limited
FRN 917540 · Appointed 28 Nov 2019
Carbon Cap Management LLP
FRN 913252 · Appointed 10 Sep 2019
Averna LLP
FRN 837321 · Appointed 20 Mar 2019
Lynx Fund Managers UK Ltd
FRN 834793 · Appointed 28 Feb 2019
MDOTM LTD
FRN 824056 · Appointed 24 Oct 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.