THESIS Unit Trust Management Limited

Date authorised
1 April 2013
Companies House
03508646
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Exchange Building
    St John's Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415
    Web
    https://www.tutman.co.uk

  • Complaints Contact

    Exchange Building
    St John's Street
    Chichester
    West Sussex
    PO19 1UP
    UNITED KINGDOM
    Phone
    +441243753415

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sharon Lee

    IRN SXL00155

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] CASS oversight function (since 9 Dec 2020)
    • [FCA CF] Significant management (since 9 Dec 2020)
  • Stephen Robert Ratliffe

    IRN SRR01046

    • [FCA CF] Material risk taker (since 30 Mar 2021)
    • [FCA CF] Significant management (since 9 Dec 2020)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (29 Sep 2004 to 31 Oct 2007)
  • Stephen Ronald Mugford

    IRN SRM01100

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (19 Sep 2012 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (12 Jan 2002 to 8 Dec 2019)
    • CF13 Finance (12 Jan 2002 to 31 Oct 2007)
  • Steven Richards

    IRN SAR01058

    • [FCA CF] Significant management (since 2 Jun 2023)
    • [FCA CF] Material risk taker (since 2 Jun 2023)
  • Susannah Alderton

    IRN SXA00793

    • [FCA CF] Significant management (since 1 Jun 2023)
    • [FCA CF] Material risk taker (since 1 Jun 2023)
  • Teodora Ivanova Lajeva

    IRN TXL00038

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Mar 2025)
    • SMF16 Compliance Oversight (since 10 Mar 2025)
  • Thomas Anthony Wands

    IRN TAW01032

    • CF8 Apportionment and Oversight (1 Dec 2001 to 11 Feb 2005)
    • CF3 Chief Executive (1 Dec 2001 to 11 Feb 2005)
    • CF1 Director (1 Dec 2001 to 3 May 2006)
  • Thomas William McKeown

    IRN TWM01031

    • CF2 Non Executive Director (22 Feb 2005 to 27 Dec 2007)
  • Vincent Robert Smith

    IRN VRS01003

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF2 Non Executive Director (18 Apr 2018 to 8 Dec 2019)
  • William David Prew

    IRN WDP01009

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2020 to 29 Apr 2022)
    • CF2 Non Executive Director (12 Nov 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.