Vincent Robert Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Thesis Asset Management Limited

    FRN 114354

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF2 Non Executive Director (18 Apr 2018 to 8 Dec 2019)
  • THESIS Unit Trust Management Limited

    FRN 186882

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF2 Non Executive Director (18 Apr 2018 to 8 Dec 2019)
  • Tutman LLP

    FRN 612721

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
  • Iceni Capital LLP

    FRN 433055

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF28 Systems and controls (20 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (4 Oct 2005 to 8 Dec 2019)
    • CF3 Chief Executive (4 Oct 2005 to 8 Dec 2019)
    • CF27 Investment Management (4 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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