Iceni Capital LLP

Date authorised
1 April 2013
Companies House
OC313308
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    32 Hampstead High Street
    London
    NW3 1JQ
    UNITED KINGDOM
    Phone
    +4402074350600
    Web
    http://www.icenicapital.com

  • Complaints Contact

    32 Hampstead High Street
    London
    NW3 1JQ
    UNITED KINGDOM
    Phone
    +4402074350600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alexander Percy Church

    IRN APC01117

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (29 Jul 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Jul 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (3 Oct 2006 to 31 Oct 2007)
    • CF4 Partner (3 Oct 2006 to 8 Dec 2019)
  • Christopher Hadley Samler

    IRN CHS01066

    • CF28 Systems and controls (1 Nov 2007 to 20 Apr 2018)
    • CF30 Customer (1 Nov 2007 to 20 Apr 2018)
    • CF13 Finance (4 Oct 2005 to 31 Oct 2007)
    • CF27 Investment Management (4 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (4 Oct 2005 to 20 Apr 2018)
  • Julian Christopher Hanson-Smith

    IRN JCH01184

    • CF30 Customer (1 Nov 2007 to 27 Jan 2017)
    • CF27 Investment Management (4 Oct 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (4 Oct 2005 to 27 Jan 2017)
    • CF4 Partner (4 Oct 2005 to 27 Jan 2017)
  • Michael James Hough

    IRN MJH01286

    • CF30 Customer (1 Nov 2007 to 27 Jan 2017)
    • CF11 Money Laundering Reporting (4 Oct 2005 to 27 Jan 2017)
    • CF27 Investment Management (4 Oct 2005 to 31 Oct 2007)
    • CF4 Partner (4 Oct 2005 to 27 Jan 2017)
  • Vincent Robert Smith

    IRN VRS01003

    • [FCA CF] Client dealing (since 4 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF28 Systems and controls (20 Apr 2018 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (4 Oct 2005 to 31 Oct 2007)
    • CF3 Chief Executive (4 Oct 2005 to 8 Dec 2019)
    • CF4 Partner (4 Oct 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Oct 2005 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.