Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J Goodwin & Co LLP
FRN 542948
- SMF27 Partner (since 4 Jul 2025)
-
Aalto Capital LLP
FRN 912721
- [FCA CF] Client dealing (since 22 Jun 2020)
- SMF16 Compliance Oversight (since 2 Jan 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jan 2020)
- SMF27 Partner (since 2 Jan 2020)
-
- CF30 Customer (1 Nov 2007 to 27 Jan 2017)
- CF11 Money Laundering Reporting (4 Oct 2005 to 27 Jan 2017)
- CF4 Partner (4 Oct 2005 to 27 Jan 2017)
- CF27 Investment Management (4 Oct 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.