J Goodwin & Co LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

. FAMF LEPE PARTICIPATION LIMITED
IRN XXF01112
- SMF27 Partner (9 Dec 2019 to 18 Mar 2025)
- CF4 Partner (19 Nov 2018 to 8 Dec 2019)
. Lepe Partners Finance Limited
IRN XXL01144
- SMF27 Partner (9 Dec 2019 to 18 Mar 2025)
- CF4 Partner (30 Dec 2014 to 8 Dec 2019)
Alexander Julian Polis
IRN AJP01398
- CF30 Customer (26 Jun 2013 to 21 Mar 2014)
Benjamin William Leaver
IRN BWL01018
- CF30 Customer (18 Jun 2012 to 5 Nov 2014)
Charles Humphrey Inge Barnes-Yallowley
IRN CXB00660
- [FCA CF] Client dealing (since 24 Nov 2025)
Dean David Hawkins
IRN DDH01024
- CF30 Customer (9 Feb 2017 to 2 Jan 2023)
Dominic Simon Rupert Ward
IRN DSW01082
- CF30 Customer (8 Dec 2011 to 30 Jun 2014)
- CF4 Partner (8 Dec 2011 to 30 Jun 2014)
Dominik Cornelius Coudenhove-Kalergi
IRN DCC01055
- CF30 Customer (13 Apr 2016 to 12 Sep 2016)
Eljona Zaimi
IRN EXZ00015
- SMF16 Compliance Oversight (28 Jun 2023 to 7 Jan 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (28 Jun 2023 to 7 Jan 2025)
Fabio Pirovano
IRN FXP01160
- CF30 Customer (15 Jan 2015 to 4 Oct 2016)

Smaller firms operating under this firm's FCA authorisation.

ORTELLI&CO. LTD
FRN 1016316 · Appointed 6 Aug 2024
Archmont Advisers Ltd
FRN 1016031 · Appointed 5 Aug 2024
Lepe Partners Holdings Limited (no longer appointed)
FRN 816358 · Appointed 14 Aug 2018 · Until 12 Jan 2023

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.