Alexander Julian Polis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brookfield Global Business Advisor Limited
FRN 768271
- [FCA CF] Client dealing (since 27 Feb 2023)
DWS Alternatives Global Limited (no longer approved here)
FRN 458997
- CF30 Customer (30 Jan 2019 to 8 Dec 2019)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (5 Aug 2014 to 6 Jul 2018)
J Goodwin & Co LLP (no longer approved here)
FRN 542948
- CF30 Customer (26 Jun 2013 to 21 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.