Brookfield Global Business Advisor Limited

• Principal Place of Business

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

  Web

  https://www.brookfield.com

• Complaints Contact

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Letts

  IRN AXL25014

  • [FCA CF] Manager of certification employee (since 12 Apr 2023)
  • [FCA CF] Client dealing (since 31 Oct 2022)
• Alexander De Swaef

  IRN AXD00044

  • [FCA CF] Client dealing (since 17 May 2022)
• Alexander Julian Polis

  IRN AJP01398

  • [FCA CF] Client dealing (since 27 Feb 2023)
• Alexandre Jolivet

  IRN AXJ15098

  • [FCA CF] Manager of certification employee (since 11 Apr 2025)
  • [FCA CF] Client dealing (since 11 Mar 2021)
  • CF30 Customer (22 May 2019 to 8 Dec 2019)
• Anamica Gawri Broetz

  IRN AXB44610

  • [FCA CF] Manager of certification employee (30 Oct 2023 to 22 May 2024)
  • [FCA CF] Client dealing (30 Oct 2023 to 22 May 2024)
• Andreas Karl Rudolf Sauer

  IRN AKS01109

  • CF30 Customer (24 May 2017 to 8 Dec 2019)
• Anthony Laurence Gardner

  IRN ALG01023

  • [FCA CF] Manager of certification employee (14 Nov 2022 to 14 Jun 2023)
  • [FCA CF] Client dealing (11 Mar 2021 to 14 Jun 2023)
• Antoine Grosjean

  IRN AXG38607

  • [FCA CF] Client dealing (since 3 Mar 2026)
• Anuj Ranjan

  IRN AXR00440

  • [FCA CF] Client dealing (since 25 Aug 2021)
  • [FCA CF] Manager of certification employee (since 25 Aug 2021)
• Arnesh Srivastava

  IRN AXS01047

  • [FCA CF] Client dealing (14 Feb 2022 to 15 Dec 2024)

No changes recorded yet.