Brookfield Global Business Advisor Limited

• Principal Place of Business

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

  Web

  https://www.brookfield.com

• Complaints Contact

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Azam Abdullatiff

  IRN AXA04232

  • [FCA CF] Client dealing (since 13 Feb 2026)
• Bethany Faye Jessica Harrap

  IRN BFT01006

  • [FCA CF] Manager of certification employee (11 Mar 2021 to 7 Jul 2024)
  • [FCA CF] Client dealing (11 Mar 2021 to 7 Jul 2024)
  • CF30 Customer (24 May 2017 to 8 Dec 2019)
• Bradley Neave Weismiller

  IRN BNW00020

  • CF1 Director (24 May 2017 to 14 May 2018)
  • CF30 Customer (24 May 2017 to 14 May 2018)
• Chun-Yi Lin

  IRN CXL01744

  • [FCA CF] Client dealing (since 11 Mar 2021)
  • CF30 Customer (20 Jul 2018 to 8 Dec 2019)
• Cigi Puthuppally

  IRN CXP00501

  • [FCA CF] Client dealing (since 30 Jan 2023)
• Connor David Teskey

  IRN CDT01057

  • [FCA CF] Material risk taker (since 11 Mar 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 May 2018 to 8 Dec 2019)
• Cyrus Madon

  IRN MXC03299

  • CF30 Customer (24 May 2017 to 8 Dec 2019)
• Dirk Halboni

  IRN DXH00329

  • [FCA CF] Manager of certification employee (11 Mar 2021 to 31 Mar 2024)
  • [FCA CF] Client dealing (11 Mar 2021 to 31 Mar 2024)
• Edward Michael James Brogan

  IRN EMB01109

  • SMF3 Executive Director (since 19 Mar 2022)
  • [FCA CF] Client dealing (since 11 Mar 2021)
  • [FCA CF] Manager of certification employee (since 11 Mar 2021)
  • CF30 Customer (24 May 2017 to 8 Dec 2019)
• Emilio Nahum

  IRN EXN01109

  • CF30 Customer (24 May 2017 to 8 Dec 2019)

No changes recorded yet.