Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Brookfield Global Business Advisor Limited
FRN 768271
- [FCA CF] Material risk taker (since 11 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 May 2018 to 8 Dec 2019)
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- [FCA CF] Material risk taker (since 5 Mar 2021)
- [FCA CF] Client dealing (since 5 Mar 2021)
- [FCA CF] Manager of certification employee (since 5 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 May 2018 to 8 Dec 2019)
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Brookfield Global Property Advisor Limited
FRN 768204
- [FCA CF] Material risk taker (since 5 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 May 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (since 5 Mar 2021)
- [FCA CF] Manager of certification employee (since 5 Mar 2021)
- [FCA CF] Material risk taker (since 5 Mar 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 May 2018 to 8 Dec 2019)
- CF30 Customer (24 May 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.