Brookfield Global Business Advisor Limited

• Principal Place of Business

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

  Web

  https://www.brookfield.com

• Complaints Contact

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• George Parker

  IRN GXP00296

  • [FCA CF] Client dealing (27 Feb 2023 to 14 Mar 2025)
• Giancarlo Boscarino

  IRN GXB00689

  • [FCA CF] Client dealing (since 2 Oct 2025)
• Graysen Gordon Wright

  IRN GXW71866

  • [FCA CF] Client dealing (11 Mar 2021 to 30 May 2022)
• J.Bruce Flatt

  IRN JBF01040

  • [FCA CF] Client dealing (11 Mar 2021 to 31 Oct 2022)
  • [FCA CF] Material risk taker (11 Mar 2021 to 31 Oct 2022)
  • [FCA CF] Manager of certification employee (11 Mar 2021 to 31 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
  • CF30 Customer (24 May 2017 to 8 Dec 2019)
  • CF1 Director (24 May 2017 to 8 Dec 2019)
• Jae Hong Kim

  IRN JXK00360

  • [FCA CF] Client dealing (14 Feb 2022 to 30 Jun 2023)
• James Oh

  IRN JXO00231

  • [FCA CF] Client dealing (27 Feb 2023 to 15 Mar 2025)
• Jean-Baptiste Guille-Biel

  IRN JXG01982

  • [FCA CF] Manager of certification employee (since 14 Nov 2022)
  • [FCA CF] Client dealing (since 11 Mar 2021)
• Karl Bagherzadeh

  IRN KXB00360

  • [FCA CF] Client dealing (since 14 Feb 2022)
• Kartik Khanna

  IRN KXK00278

  • [FCA CF] Client dealing (since 14 Mar 2025)
• Kumar Shah

  IRN KXS00584

  • [FCA CF] Client dealing (since 9 Jun 2023)

No changes recorded yet.