J.Bruce Flatt

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brookfield Global Business Advisor Limited (no longer approved here)

    FRN 768271

    • [FCA CF] Material risk taker (11 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (11 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Client dealing (11 Mar 2021 to 31 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (24 May 2017 to 8 Dec 2019)
    • CF30 Customer (24 May 2017 to 8 Dec 2019)
  • Brookfield Global Infrastructure Advisor Limited (no longer approved here)

    FRN 768174

    • [FCA CF] Manager of certification employee (5 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Material risk taker (5 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Client dealing (5 Mar 2021 to 31 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (16 May 2017 to 8 Dec 2019)
    • CF30 Customer (16 May 2017 to 8 Dec 2019)
  • Brookfield Global Property Advisor Limited (no longer approved here)

    FRN 768204

    • [FCA CF] Client dealing (5 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Manager of certification employee (5 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Material risk taker (5 Mar 2021 to 31 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
    • CF30 Customer (20 Jun 2017 to 8 Dec 2019)
    • CF1 Director (20 Jun 2017 to 8 Dec 2019)
  • Brookfield Global Renewable Energy Advisor Limited (no longer approved here)

    FRN 768273

    • [FCA CF] Manager of certification employee (5 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Material risk taker (5 Mar 2021 to 31 Oct 2022)
    • [FCA CF] Client dealing (5 Mar 2021 to 31 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 31 Oct 2022)
    • CF1 Director (8 Sep 2017 to 8 Dec 2019)
    • CF1 Director (AR) (24 May 2017 to 8 Sep 2017)
    • CF30 Customer (24 May 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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