Brookfield Global Business Advisor Limited

• Principal Place of Business

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

  Web

  https://www.brookfield.com

• Complaints Contact

  Level 25

  1 Canada Square

  London

  E14 5AA

  UNITED KINGDOM

  Phone

  +442076593500

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Kunal Krishna Dusad

  IRN KKD01005

  • [FCA CF] Client dealing (11 Mar 2021 to 4 Aug 2021)
• Laura-Elisa Ulrich

  IRN LXU01019

  • CF30 Customer (18 Jul 2017 to 8 Dec 2019)
• Luca De Paepe

  IRN LXD00053

  • [FCA CF] Client dealing (28 Mar 2023 to 4 Sep 2023)
• Luis Maldonado Suarez

  IRN LXM15097

  • CF30 Customer (22 May 2019 to 8 Dec 2019)
• Mark James McDonald

  IRN MJM01446

  • [FCA CF] Manager of certification employee (16 Feb 2023 to 31 May 2025)
  • [FCA CF] Client dealing (16 Feb 2023 to 31 May 2025)
• Max Nyberg

  IRN MXN00239

  • [FCA CF] Client dealing (17 May 2022 to 29 Jul 2025)
• Mohamed Mawdud Ahmed

  IRN MXA00937

  • [FCA CF] Client dealing (since 13 Feb 2026)
• Nayantara Menon

  IRN NXM00466

  • [FCA CF] Client dealing (28 Mar 2023 to 31 Mar 2024)
• Nicole De Souza

  IRN NXD00199

  • [FCA CF] Client dealing (9 Jun 2023 to 11 Apr 2025)
• Pauline Derie

  IRN PXD00222

  • [FCA CF] Client dealing (14 Jun 2023 to 4 Mar 2026)

No changes recorded yet.