Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 Feb 2023 to 31 May 2025)
- [FCA CF] Manager of certification employee (16 Feb 2023 to 31 May 2025)
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- SMF3 Executive Director (9 Dec 2019 to 29 Dec 2022)
- CF1 Director (12 Jun 2019 to 8 Dec 2019)
- CF30 Customer (12 Jan 2018 to 8 Dec 2019)
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- CF30 Customer (9 Jul 2013 to 24 Nov 2017)
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- CF30 Customer (10 Feb 2011 to 31 Jan 2013)
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- CF10 Compliance Oversight (1 May 2009 to 30 Sep 2010)
- CF11 Money Laundering Reporting (1 May 2009 to 30 Sep 2010)
- CF3 Chief Executive (1 May 2009 to 30 Sep 2010)
- CF30 Customer (1 May 2009 to 30 Sep 2010)
- CF1 Director (1 May 2009 to 30 Sep 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.