POMONA EUROPE ADVISERS LIMITED

Date authorised
1 April 2013
Companies House
06135497
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Brook Street
    London
    W1K 5EG
    UNITED KINGDOM
    Phone
    +442072686350
    Web
    https://www.pomonacapital.com

  • Complaints Contact

    80 Brook Street
    London
    W1K 5EG
    UNITED KINGDOM
    Phone
    +442072686350

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eloise Sara Veljovic

    IRN EXV15380

    • [FCA CF] Client dealing (1 Nov 2023 to 19 Sep 2025)
  • Ernest Johannes Lambers

    IRN EJL01062

    • CF30 Customer (20 Feb 2012 to 19 Sep 2013)
  • Kate Marie Farmer

    IRN KMF01051

    • CF30 Customer (9 Mar 2012 to 8 Dec 2019)
  • Mark James McDonald

    IRN MJM01446

    • CF10 Compliance Oversight (1 May 2009 to 30 Sep 2010)
    • CF30 Customer (1 May 2009 to 30 Sep 2010)
    • CF11 Money Laundering Reporting (1 May 2009 to 30 Sep 2010)
    • CF3 Chief Executive (1 May 2009 to 30 Sep 2010)
    • CF1 Director (1 May 2009 to 30 Sep 2010)
  • Michael Cronin

    IRN MXC02286

    • CF30 Customer (8 Sep 2010 to 20 Apr 2014)
  • Michael David Granoff

    IRN MDG01093

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (1 May 2009 to 8 Dec 2019)
  • Oliver Kurt Gardey

    IRN OXG01016

    • SMF3 Executive Director (9 Dec 2019 to 10 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 10 Dec 2019)
    • CF11 Money Laundering Reporting (31 Jan 2011 to 27 Mar 2012)
    • CF1 Director (11 Jun 2009 to 8 Dec 2019)
    • CF3 Chief Executive (11 Jun 2009 to 8 Dec 2019)
    • CF30 Customer (11 Jun 2009 to 8 Dec 2019)
  • R Joseph Schorge

    IRN JXS01853

    • CF30 Customer (1 Dec 2011 to 6 Mar 2015)
  • Sarah Elizabeth Duffy

    IRN SED01061

    • CF30 Customer (1 May 2009 to 31 Mar 2010)
  • Sebastien Bowen

    IRN SXB02086

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (29 Aug 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (25 Mar 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (25 Mar 2011 to 8 Dec 2019)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.